SEC Form 4 · accession 0001144204-16-140798
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Loretta Powers Mayer
Officer — CEO & Chief Scientific Officer · Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 9:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 19, 2016 | A | 5,556 | A | — | — | Common Stock | 5,556 | 5,556 | D |
Explanation of responses
- F1The restricted stock units ("RSUs") may be settled for that number of shares of Common Stock equal to $45,000 divided by the closing market price of the Common Stock on the date of grant, which was $8.10, for a total of 5,556 shares of Common Stock, which amount may be reduced by the number of shares of Common Stock necessary for tax payments to be made on Dr. Mayer's behalf per the terms of the agreement governing the RSUs.
- F2The RSUs are fully-vested. Vested shares of Common Stock will be delivered to Dr. Mayer promptly following settlement per the terms of the agreement governing the RSUs.