SEC Form 4 · accession 0001144204-16-140791
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Ramsey Jr.
Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 19, 2016 | A | 3,086 | A | — | — | Common Stock | 3,086 | 3,086 | D |
| Stock Option (right to buy)F3 | $8.10 | Dec 19, 2016 | A | 20,000 | A | — | Dec 19, 2021 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The restricted stock units ("RSUs") may be settled for that number of shares of Common Stock equal to $25,000 divided by the closing market price of the Common Stock on the date of grant, December 19, 2016, which was $8.10, for a total of 3,086 shares of Common Stock.
- F2The restricted stock units will vest on the one year anniversary of the date of grant. Vested shares of Common Stock will be delivered to the reporting person promptly following settlement per the terms of the agreement governing the RSUs.
- F3The option becomes vested and exercisable in four equal quarterly installments, beginning on January 1, 2017.