SEC Form 4 · accession 0001680247-19-000013
ProPetro Holding Corp. · PUMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer D Armour III
Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680247
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2019 | M | 56,250 | $3.96 | A | 70,551 | D | |
| Common StockF2 | Feb 12, 2019 | S | 56,250 | $17.13 | D | 14,301 | D | |
| Common Stock | Feb 13, 2019 | M | 11,250 | $3.96 | A | 25,551 | D | |
| Common StockF3 | Feb 13, 2019 | S | 11,250 | $17.24 | D | 14,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $3.96 | Feb 12, 2019 | M | 56,250 | D | — | Jun 14, 2023 | Common Stock | 56,250 | 485,505 | D |
| Stock OptionsF4 | $3.96 | Feb 13, 2019 | M | 11,250 | D | — | Jun 14, 2023 | Common Stock | 11,250 | 474,255 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $16.81 to $17.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $17.03 to $17.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Represents stock options that vested in four equal annual installments beginning on June 14, 2014.