SEC Form 4 · accession 0001680247-18-000094
ProPetro Holding Corp. · PUMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer D Armour III
Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 9:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680247
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | M | 11,250 | $3.96 | A | 25,551 | D | |
| Common StockF2 | Nov 19, 2018 | S | 11,250 | $19.50 | D | 14,301 | D | |
| Common Stock | Nov 20, 2018 | M | 11,250 | $3.96 | A | 25,551 | D | |
| Common StockF3 | Nov 20, 2018 | S | 11,150 | $18.83 | D | 14,401 | D | |
| Common Stock | Nov 20, 2018 | S | 100 | $19.40 | D | 14,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $3.96 | Nov 19, 2018 | M | 11,250 | D | — | Jun 14, 2023 | Common Stock | 11,250 | 553,005 | D |
| Stock OptionsF4 | $3.96 | Nov 20, 2018 | M | 11,250 | D | — | Jun 14, 2023 | Common Stock | 11,250 | 541,755 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $19.08 to $19.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $18.38 to $19.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Represents stock options that vested in four equal annual installments beginning on June 14, 2014.