SEC Form 3 · accession 0001213900-18-005597
HealthLynked Corp · HLYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George O'Leary
Officer — Chief Financial Officer · Director
Period of report
Mar 24, 2017
Accepted (ET)
May 7, 2018 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | holding | — | — | — | 2,100,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.08 | holding | — | — | — | Jul 1, 2017 | Jun 30, 2026 | Common Stock | 100,000 | — | D |
| Employee Stock Option (right to buy)F2 | $0.08 | holding | — | — | — | — | Jun 30, 2026 | Common Stock | 83,333 | — | D |
| Employee Stock Option (right to buy) | $0.08 | holding | — | — | — | Dec 31, 2016 | Jun 30, 2026 | Common Stock | 100,000 | — | D |
Explanation of responses
- F1Represents shares of Common Stock held by SKS Consulting of South Florida Corp., a Florida corporation, an entity directly controlled by the Reporting Person.
- F2The option became exercisable in twelve (12) equal monthly installments at a rate of 8,333 shares per month, which began on July 1, 2017. The final two installments become exercisable on May 1, 2018 and June 1, 2018, respectively.