SEC Form 3 · accession 0001213900-18-002038
HealthLynked Corp · HLYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Dent
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 24, 2017
Accepted (ET)
Feb 16, 2018 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,953,640 | D | ||
| Common Stock | holding | — | — | — | 46,900,000 | I | Shares held by Mary S. Dent Gifting Trust Common |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $0.08 | holding | — | — | — | Jul 1, 2016 | Jun 30, 2026 | Common Stock | 650,000 | — | D |
| Warrant | $0.05 | holding | — | — | — | Jan 1, 2015 | Jan 1, 2025 | Common Stock | 2,000,000 | — | D |
Explanation of responses
- F1Among the options to purchase 650,000 shares of common stock, 287,500 shares were vested and 362,500 shares are subject to future vesting based on the below time schedule: a. 62,500 shares will vest monthly from 03/01/2018 to 07/01/18; b. 100,000 shares will vest monthly from 07/01/2018 to 07/01/2019; c. 50,000 shares will vest monthly from 07/01/2019 to 07/01/2020. d. 150,000 are subject to future vesting based on performance of the revenue and EBITDA of the fiscal years of 2018 and 2019.