SEC Form 3/A · accession 0001144204-17-037556
MUSTANG BIO, INC. · MBIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Michael S Weiss
Officer — Exec. Chairman of the Board
Period of report
Sep 26, 2016
Accepted (ET)
Jul 20, 2017 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted)F1,F2 | holding | — | — | — | 10,000 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 10,000 shares are restricted common stock, which will vest on 6/8/2020, subject to Mr. Weiss' continued service on the board on such date.
- F2The shares are held by Caribe BioAdvisors, LLC, of which Mr. Weiss is the sole member.