SEC Form 4 · accession 0000899243-18-025451
DigitalBridge Group, Inc. · DBRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Barrack Jr.
Officer — Executive Chairman · Director
Period of report
Sep 25, 2018
Accepted (ET)
Sep 27, 2018 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 7.50% Series G Preferred StockF1,F2 | Sep 25, 2018 | S | 14,807 | $23.7529 | D | 283,034 | I | By Managed Investment Vehicle |
| 7.125% Series H Preferred StockF3,F2 | Sep 25, 2018 | S | 42,093 | $22.7778 | D | 250,000 | I | By Managed Investment Vehicle |
| 7.50% Series G Preferred StockF2 | Sep 26, 2018 | S | 4,985 | $23.75 | D | 278,049 | I | By Managed Investment Vehicle |
| 7.50% Series G Preferred StockF2 | Sep 27, 2018 | S | 900 | $23.75 | D | 277,149 | I | By Managed Investment Vehicle |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The dispositions were executed in a series of intraday transactions with the high sales price at $23.80 and the low sales price at $23.75.
- F2The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.
- F3The dispositions were executed in a series of intraday transactions with the high sales price at $22.83 and the low sales price at $22.75.