SEC Form 5 · accession 0000899243-18-003869
DigitalBridge Group, Inc. · DBRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Barrack Jr.
Officer — Executive Chairman · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 8.50% Series F Preferred StockF2 | Jun 23, 2017 | J | 373,784 | $25.00 | D | 0 | I | By Managed Investment Vehicle |
| 7.50% Series G Preferred StockF2 | holding | — | — | — | 297,841 | I | By Managed Investment Vehicle | |
| 7.125% Series H Preferred StockF2 | holding | — | — | — | 292,093 | I | By Managed Investment Vehicle |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were redeemed by the Issuer at a price equal to $25.00.
- F2Represents acquisitions by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony NorthStar, Inc. and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.