SEC Form 4 · accession 0000899243-17-029076
DigitalBridge Group, Inc. · DBRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Hamamoto
Officer — Executive Vice Chairman · Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 9:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 14, 2017 | S | 136,930 | $12.1337 | D | 100,629 | I | By the David T. Hamamoto GRAT 2015-NSAM |
| Class A Common StockF2 | Dec 14, 2017 | S | 132,199 | $12.1337 | D | 164,118 | I | By the David T. Hamamoto GRAT 2016-NSAM |
| Class A Common StockF3 | Dec 14, 2017 | S | 35,657 | $12.1337 | D | 119,389 | I | By the David T. Hamamoto GRAT 2016-NRF |
| Class A Common StockF4 | Dec 14, 2017 | S | 805,174 | $12.1452 | D | 2,103,147 | D | |
| Class A Common StockF5 | Dec 15, 2017 | S | 666,169 | $12.0367 | D | 1,436,978 | D | |
| Class A Common StockF6 | Dec 18, 2017 | S | 449,780 | $12.0488 | D | 987,198 | D | |
| Class A Common Stock | holding | — | — | — | 89,956 | I | By the David T. Hamamoto GRAT 2015-NRF | |
| Class A Common Stock | holding | — | — | — | 10,108 | I | By DTH Investment Holdings LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045.
- F2The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.
- F3The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.
- F4The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned.
- F5The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00.
- F6The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975.