SEC Form 4 · accession 0000899243-17-021459
DigitalBridge Group, Inc. · DBRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neale Redington
Officer — Chief Accounting Officer
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 31, 2017 | A | 115,830 | $0.00 | A | 195,408 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OP UnitsF3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 6,758 | 6,758 | I |
Explanation of responses
- F1The acquisition represents a special retention award of Class A common stock granted by the Issuer.
- F2The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.
- F3These units are held by LLCs controlled by Thomas J. Barrack, Jr. A portion of the units allocated to the reporting person, as member of the LLCs, was redeemed by the LLCs for cash, at the discretion of the issuer, and the reporting person received cash as distribution form the LLCs upon such redemption. The OP Units do not have expiration dates.