SEC Form 4 · accession 0000899243-17-018495
DigitalBridge Group, Inc. · DBRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A. Somers
Director
Period of report
Jun 23, 2017
Accepted (ET)
Jul 18, 2017 · 9:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 8.50% Series F Preferred Stock | Jun 23, 2017 | J | 500 | $25.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF2 | — | Jul 17, 2017 | A | 14,364 | A | — | — | Class A Common Stock | 14,364 | 14,364 | D |
Explanation of responses
- F1The reported securities were redeemed by the Issuer at a price equal to $25.00.
- F2Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer equity compensation payable in accordance with the Issuer's non-executive compensation policy. Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.