SEC Form 4 · accession 0001104659-17-046818
Lamb Weston Holdings, Inc. · LW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P. Werner
Officer — President and CEO · Director
Period of report
Jul 21, 2017
Accepted (ET)
Jul 25, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 21, 2017 | M | 15,228 | $0.00 | A | 128,520 | D | |
| Common StockF2 | Jul 21, 2017 | F | 6,897 | $45.00 | D | 121,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance UnitsF3 | — | Jul 21, 2017 | M | 15,983 | D | — | — | Common Stock | 15,983 | 0 | D |
Explanation of responses
- F1Shares of common stock received upon vesting of performance units, including dividend equivalents paid in additional shares of common stock on the earned amount.
- F2Withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of performance units.
- F3Performance units, including accrued dividend equivalents, vested on July 21, 2017.