SEC Form 4 · accession 0000899243-18-002987
MAMMOTH ENERGY SERVICES, INC. · TUSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur L Smith
Director
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2018 | A | 2,913 | $0.00 | A | 9,580 | D | |
| Common StockF2 | holding | — | — | — | 6,000 | I | By Arthur L. Smith Family LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are restricted stock units that were granted under the issuer's equity incentive plan, representing a portion of the annual director grant, pro-rated for the service period beginning on October 20, 2017 and ending on June 8, 2018 and vesting on the earlier of June 8, 2018 and the date of the issuer's 2018 Annual Meeting of Stockholders. Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of the issuer.
- F2These shares of common stock are held by Arthur L. Smith Family LP, which is managed by Arthur L. Smith Management LLC, of which Mr. Smith is the manager.