SEC Form 4 · accession 0000899243-17-026659
MAMMOTH ENERGY SERVICES, INC. · TUSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arty Straehla
Officer — Chief Executive Officer · Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679268
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2017 | S | 18,289 | $18.7134 | D | 231,711 | D | |
| Common StockF1,F3 | Nov 15, 2017 | S | 7,553 | $17.8091 | D | 224,158 | D | |
| Common StockF4 | holding | — | — | — | 460 | I | As custodian for grandchild's UTMA Account | |
| Common StockF4 | holding | — | — | — | 666 | I | As custodian for grandchild's UTMA Account | |
| Common StockF4 | holding | — | — | — | 666 | I | As custodian for grandchild's UTMA Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units previously granted under the issuer's equity incentive plan.
- F2The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.50 per share to $19.11 per share, inclusive. The reporting person undertakes to provide to Mammoth Energy Services, Inc., any security holder of Mammoth Energy Services, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 of this Form 4.
- F3The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.52 per share to $18.11 per share, inclusive.
- F4The shares are held in a custodial account for the benefit of Mr. Straehla's grandchild. Mr. Straehla maintains investment control over the account and may be deemed to have beneficial ownership of these shares.