SEC Form 4 · accession 0001398344-17-010841
RiverPark Floating Rate CMBS Fund · RCRIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mordecai Schaja
Officer — President · Director
Period of report
Jun 30, 2017
Accepted (ET)
Aug 24, 2017 · 1:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Institutional Class Shares | Jun 30, 2017 | P | 22 | $10.14 | A | 50,022 | D | |
| Institutional Class Shares | Jun 30, 2017 | P | 49,310 | $10.14 | A | 149,310 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.