SEC Form 4 · accession 0001398344-17-005349
RiverPark Floating Rate CMBS Fund · RCRIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mordecai Schaja
Officer — President · Director
Period of report
Oct 3, 2016
Accepted (ET)
Apr 28, 2017 · 9:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Institutional Class Shares | Oct 3, 2016 | P | 50,000 | $10.00 | A | 50,000 | D | |
| Institutional Class Shares | Oct 3, 2016 | P | 50,000 | $10.00 | A | 100,000 | I | By Spouse |
| Institutional Class SharesF1 | Oct 24, 2016 | P | 19,960 | $10.00 | A | 119,960 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Trust established for Reporting Person's children.