SEC Form 4 · accession 0001398344-17-005078
RiverPark Floating Rate CMBS Fund · RCRIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell J. Rubin
Director
Period of report
Oct 24, 2016
Accepted (ET)
Apr 20, 2017 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679230
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RCRIX | Oct 24, 2016 | A | 4,984 | $10.15 | A | 4,984 | D |
Table II — derivative securities
No Table II lines on this filing.