SEC Form 4 · accession 0001144204-18-063794
Chicken Soup for the Soul Entertainment, Inc. · CSSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Greenhaven Road Capital Fund 1, L.P.
10% Owner
Greenhaven Road Capital Fund 2, L.P.
10% Owner
MVM Funds LLC
10% Owner
Scott Stewart Miller
10% Owner
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($0.0001 par value)F3,F1 | Dec 6, 2018 | P | 11,118 | $8.00 | A | 411,134 | I | By: Greenhaven Road Capital Fund 1, L.P. |
| Common Stock ($0.0001 par value)F2 | Dec 6, 2018 | P | 7,433 | $8.00 | A | 275,243 | I | By: Greenhaven Road Capital Fund 2, L.P. |
| Common Stock ($0.0001 par value)F1 | Dec 7, 2018 | P | 8,989 | $8.2392 | A | 420,123 | I | By: Greenhaven Road Capital Fund 1, L.P. |
| Common Stock ($0.0001 par value)F2 | Dec 7, 2018 | P | 6,011 | $8.2392 | A | 281,254 | I | By: Greenhaven Road Capital Fund 2, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- F2Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- F3All prices reported herein are exclusive of brokerage commissions.