SEC Form 3 · accession 0001094891-17-000193
Chicken Soup for the Soul Entertainment, Inc. · CSSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott W Seaton
Officer — Vice Chairman, CSO · Director
Period of report
Aug 17, 2017
Accepted (ET)
Aug 17, 2017 · 1:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | holding | — | — | — | 6,950 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.50 | holding | — | — | — | — | Jan 1, 2022 | Class A common stock | 100,000 | — | D |
| Class W warrants | $7.50 | holding | — | — | — | Aug 17, 2017 | Jun 30, 2021 | Class A common stock | 10,625 | — | D |
| Class Z warrants | $12.00 | holding | — | — | — | Aug 17, 2017 | Jun 30, 2022 | Class A common stock | 2,085 | — | D |
Explanation of responses
- F1The stock options vest in eight equal quarterly installments beginning on March 31, 2017.