SEC Form 4/A · accession 0001678463-18-000045
Forterra, Inc. · FRTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Clinton D McDonnough
Director
Period of report
Dec 12, 2017
Accepted (ET)
May 29, 2018 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001678463
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1,F2 | — | Dec 12, 2017 | A | 6,369 | A | — | — | Common Stock | 6,369 | 6,369 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Amendment filed to move restricted stock units from Table 1 to Table II.
- F2These restricted stock units vest on the date of the Company's 2018 Annual Meeting of Stockholders.
- F3Granted as compensation for services.