SEC Form 4 · accession 0001678463-17-000086
Forterra, Inc. · FRTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grant Wilbeck
Director
Period of report
Sep 11, 2017
Accepted (ET)
Sep 12, 2017 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001678463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2017 | P | 20,150 | $3.96 | A | 20,150 | D | |
| Common StockF2 | Sep 12, 2017 | P | 5,000 | $5.00 | A | 25,150 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction was executed in multiple trades at prices ranging from $3.85 to $4.2299. The price reported in Column 4 reflects the weighted average purchase price, rounded to the nearest hundredth. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares acquired at each separate price within the range noted.
- F2The reported transaction was executed in multiple trades at prices ranging from $4.8992 to $5.1092. The price reported in Column 4 reflects the weighted average purchase price, rounded to the nearest hundredth. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares acquired at each separate price within the range noted.