SEC Form 4 · accession 0001678463-17-000076
Forterra, Inc. · FRTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clinton D McDonnough
Director
Period of report
Sep 11, 2017
Accepted (ET)
Sep 11, 2017 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001678463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 11, 2017 | P | 12,000 | $3.97 | A | 13,130 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F112,000 shares were purchased by the reporting person's spouse and are held by the reporting person and his spouse as community property.
- F2The reported transaction was executed in multiple trades at prices ranging from $3.945 to $3.98. The price reported in Column 4 reflects the weighted average purchase price, rounded to the nearest hundredth. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or any security holder of the Issuer full information regarding the number of shares acquired at each separate price within the range noted.