SEC Form 4 · accession 0001678463-17-000057
Forterra, Inc. · FRTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vikrant Bhatia
Officer — Executive Vice President
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001678463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2017 | A | 8,969 | $0.00 | A | 8,969 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $8.92 | Aug 7, 2017 | A | 34,384 | A | — | Aug 7, 2027 | Common Stock | 34,384 | 34,384 | D |
Explanation of responses
- F1Granted as compensation for services.
- F2Stock Option vests in three equal installments on the first, second and third anniversaries of the grant date.