SEC Form 4 · accession 0000899243-16-034354
Forterra, Inc. · FRTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 23, 2016
Accepted (ET)
Nov 23, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001678463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2016 | S | 262,224 | $17.01 | D | 45,107,250 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held directly by Forterra US Holdings, LLC, which is indirectly controlled by John P. Grayken. Each of the reporting persons disclaims beneficial ownership of the shares except to the extent of such reporting person's pecuniary interest therein.