SEC Form 4 · accession 0000899243-16-032078
Forterra, Inc. · FRTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Kerfin
Officer — See Remarks
Period of report
Oct 19, 2016
Accepted (ET)
Oct 20, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001678463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2016 | A | 5,500 | $0.00 | A | 5,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $18.00 | Oct 19, 2016 | A | 20,630 | A | — | Oct 19, 2026 | Common Stock | 20,630 | 20,630 | D |
Explanation of responses
- F1Granted as compensation for services.
- F2Stock Option vests in four equal installments on the first, second, third, and fourth anniversaries of the grant date.
Remarks
President, Water Pipe & Products