SEC Form 4 · accession 0001677761-17-000042
Parkway, Inc. · PKY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Thomas
Director
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001677761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 23, 2017 | A | 6,425 | $0.00 | A | 7,861 | D | |
| Common StockF2 | holding | — | — | — | 48,565 | I | By Thomas Master Investments, LLC | |
| Common StockF3 | holding | — | — | — | 793 | I | By Rosemary Pastron Trust | |
| Common StockF3 | holding | — | — | — | 808 | I | By Otto Pastron Trust | |
| Common StockF4 | holding | — | — | — | 96,771 | I | By The Lumbee Clan Trust | |
| Common StockF3 | holding | — | — | — | 8 | I | By Sarah Bane Trust | |
| Common StockF3 | holding | — | — | — | 17 | I | By Samantha Bane Trust | |
| Common StockF5 | holding | — | — | — | 203,590 | I | By Thomas Investment Partners, Ltd. | |
| Common StockF3 | holding | — | — | — | 42 | I | By Otto Pastron CUTMA | |
| Common StockF3 | holding | — | — | — | 15 | I | By 1994 Trust | |
| Common StockF5 | holding | — | — | — | 51,893 | I | By Thomas-Pastron Family Partnership, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annual retainer stock award pursuant to the Issuer's Independent Director Compensation Policy under the 2016 Omnibus Equity Incentive Plan. A portion of the stock award includes a grant in connection with the Reporting Person's initial appointment to the Issuer's Board of Directors.
- F2Securities are held by the named limited liability company, which is controlled by the reporting person.
- F3Securities are held in trust for the benefit of an immediate family member of the reporting person. The reporting person is trustee of such trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F4Securities are held by the Lumbee Clan Trust for which the reporting person serves as trustee and has discretion with respect to such securities.
- F5Securities are held by the named partnership, which is controlled by the reporting person.