SEC Form 4 · accession 0001638599-19-000013
INNOVATIVE INDUSTRIAL PROPERTIES INC · IIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Gold
Officer — Executive Chairman · Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 2, 2019 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001677576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 1, 2019 | F | 12,412 | $45.39 | D | 301,455 | D | |
| Common StockF1 | holding | — | — | — | 33,750 | I | By Children's Trust No. 1 | |
| Common StockF1 | holding | — | — | — | 33,750 | I | By Children's Trust No. 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An irrevocable trust of which a family member of the reporting person is a trustee and of which one of the reporting person's adult children is the sole beneficiary.
- F2Represents payment of tax liability by the forfeiture of shares of common stock to the company incident to the vesting of the reporting person's restricted stock.