SEC Form 4 · accession 0001638599-18-001174
INNOVATIVE INDUSTRIAL PROPERTIES INC · IIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Gold
Officer — Executive Chairman · Director
Period of report
Oct 4, 2018
Accepted (ET)
Oct 5, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001677576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2018 | G | 2,000 | — | D | 313,867 | D | |
| Common StockF2,F3 | Oct 4, 2018 | P | 33,750 | $40.00 | A | 33,750 | I | By Children's Trust No. 1 |
| Common StockF2,F3 | Oct 4, 2018 | P | 33,750 | $40.00 | A | 33,750 | I | By Children's Trust No. 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift to charity.
- F2Represents shares purchased by the reporting person in connection with Innovative Industrial Properties, Inc.'s follow-on public offering of common stock at the offering price pursuant to a registration statement on Form S-3 under the Securities Act of 1933, as amended.
- F3An irrevocable trust of which a family member of the reporting person is a trustee and of which one of the reporting person's adult children is the sole beneficiary.