SEC Form 4 · accession 0001638599-16-001649
INNOVATIVE INDUSTRIAL PROPERTIES INC · IIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Gold
Officer — Executive Chairman · Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001677576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 1, 2016 | P | 300 | $19.60 | A | 300 | D | |
| Class A Common Stock | Dec 2, 2016 | P | 100 | $19.45 | A | 400 | D | |
| Class A Common StockF1 | Dec 2, 2016 | P | 200,000 | $20.00 | A | 200,400 | D | |
| Class A Common Stock | Dec 5, 2016 | P | 200 | $18.00 | A | 200,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares purchased by the reporting person in connection with Innovative Industrial Properties, Inc.'s initial public offering (the "IPO") at the IPO price pursuant to a registration statement on Form S-11 under the Securities Act of 1933, as amended.