SEC Form 3 · accession 0001626129-16-000768
Carolina Trust BancShares, Inc. · CART
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick P Spach Jr.
Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 16, 2016 · 8:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,051 | D | ||
| Common Stock | holding | — | — | — | 625 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Common StockF1 | $19.20 | holding | — | — | — | — | Oct 24, 2017 | Common Stock | 1,692 | — | D |
| Option to purchase Common StockF1 | $2.13 | holding | — | — | — | — | Mar 20, 2022 | Common Stock | 1,066 | — | D |
Explanation of responses
- F1The opton is fully vested.