SEC Form 4 · accession 0001493152-18-017544
H/Cell Energy Corp · HCCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy Hidalgo
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 19, 2018
Accepted (ET)
Dec 14, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676580
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | Nov 19, 2018 | S | 1,100 | $1.01 | D | 3,538,900 | I | By Turquino Equity LLC |
| Common Stock, par value $0.0001 per shareF1 | Nov 26, 2018 | S | 25 | $1.00 | D | 3,538,875 | I | By Turquino Equity LLC |
| Common Stock, par value $0.0001 per shareF2,F1 | Dec 3, 2018 | S | 8,525 | $0.76 | D | 3,530,350 | I | By Turquino Equity LLC |
| Common Stock, par value $0.0001 per shareF1 | Dec 4, 2018 | S | 500 | $0.62 | D | 3,529,850 | I | By Turquino Equity LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person is a control person of this entity.
- F2The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.7617302052785924. The range of sale prices on the transaction date was $0.75 to $0.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.