SEC Form 3 · accession 0001493152-17-007065
H/Cell Energy Corp · HCCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Strizki
Officer — EVP of Technical Services · 10% Owner
Period of report
Jun 23, 2017
Accepted (ET)
Jun 23, 2017 · 8:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676580
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 750,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-statutory Stock OptionsF1 | $0.01 | holding | — | — | — | — | Mar 10, 2021 | Common Stock | 100,000 | — | D |
Explanation of responses
- F1The option vests 50% on each of January 1, 2019 and January 1, 2020.