SEC Form 4 · accession 0000899243-19-006989
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Buford Smith
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2019 | A | 1,605 | $0.00 | A | 1,605 | D | |
| Common Stock | holding | — | — | — | 38,757 | D | ||
| Common StockF2 | holding | — | — | — | 488 | D | ||
| Common StockF3 | holding | — | — | — | 198 | D | ||
| Common Stock | holding | — | — | — | 3,000 | I | Matthew Carlton Smith Family Trust | |
| Common Stock | holding | — | — | — | 3,000 | I | Stephen B. Smith Jr. Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 6, 2019 grant date.
- F2The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 6, 2018 grant date. As of the date of this report 244 shares have vested. The remaining 488 shares of restricted stock under this award vest in equal installments on the second and third anniversaries of the grant date, or March 6, 2020 and March 6, 2021, respectively.
- F3The reported item represents the unvested portion of an award of restricted stock on February 28, 2017. As of the date of this report 397 shares have vested. The remaining 198 shares of restricted stock under this award vest on the third anniversary of the grant date, or February 28, 2020.