SEC Form 4 · accession 0000899243-19-006974
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie D. Frist
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2019 | A | 1,772 | $0.00 | A | 1,772 | D | |
| Common Stock | holding | — | — | — | 224,271 | D | ||
| Common StockF2 | holding | — | — | — | 1,106 | D | ||
| Common StockF3 | holding | — | — | — | 266 | D | ||
| Common StockF4 | holding | — | — | — | 217,643 | I | Charles A. and Patricia F. Elcan | |
| Common StockF4 | holding | — | — | — | 217,642 | I | William R. and Jennifer R. Frist |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F5 | $10.00 | holding | — | — | — | — | Jan 20, 2020 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The reported item represents an award of restricted stock which vests in three approximately equal installments beginning on the first anniversary of the March 6, 2019 grant date.
- F2The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 6, 2018 grant date. As of the date of this report, 553 shares have vested. The remaining 1,106 shares of restricted stock under this award vest in equal installments on the second and third anniversaries of the grant date, or March 6, 2020 and March 6, 2021, respectively.
- F3The reported item represents the unvested portion of an award of restricted common stock which was granted on February 28, 2017. As of the date of this report, 531 shares have vested. The remaining 266 shares of restricted stock under this award vest on the third anniversary of the February 28, 2017 grant date, or February 28, 2020.
- F4The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Charles A. Elcan and Patricia F. Elcan and William R. Frist and Jennifer R. Frist are the brothers-in-law and sisters-in-law of the reporting person.
- F5These options vested in four equal annual installments beginning one year after the January 20, 2010 grant date.