SEC Form 5/A · accession 0000899243-19-003686

CapStar Financial Holdings, Inc. · CSTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 5/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Dec 31, 2018

Accepted (ET)

Feb 14, 2019 · 6:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001676479

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 5, 2017	X	2,000	$10.00	A	213,821	D
Common Stock^F1	Oct 5, 2017	S	2,000	$19.44	D	211,821	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F2	$10.00	Oct 5, 2017	X	2,000	D	—	Nov 13, 2018	Common Stock	2,000	4,000	D

F1These shares were inadvertently omitted from the reporting person's Form 4 filed on October 10, 2017, and also were inadvertently omitted from the Forms 4 filed by the reporting person after October 10, 2017. The reported item represents shares that were acquired pursuant to the exercise of options on October 5, 2017 and that were subsequently sold on October 5, 2017 pursuant to a Rule 10b5-1 trading plan. The shares were sold in multiple transactions at prices ranging from $19.07 to $19.55. The reporting person hereby undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Following these reported transactions, the reporting person directly owned 211,821 shares of common stock.
F2These options vested in four equal annual installments beginning one year after the November 13, 2008 grant date.