SEC Form 4 · accession 0000899243-19-003408
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R. Flynn
Director
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2019 | P | 1,850 | $16.19 | A | 6,350 | I | UTMA on behalf of minor child |
| Common StockF2 | Feb 11, 2019 | P | 1,850 | $16.21 | A | 6,350 | I | UTMA on behalf of minor child |
| Common StockF3 | holding | — | — | — | 936 | D | ||
| Common StockF4 | holding | — | — | — | 596 | D | ||
| Common StockF5 | holding | — | — | — | 471 | D | ||
| Common Stock | holding | — | — | — | 118,114 | D | ||
| Common StockF6 | holding | — | — | — | 301,350 | I | Bill R. & Katherine Flynn | |
| Common StockF6 | holding | — | — | — | 100,450 | I | Timothy Flynn |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.13 to $16.22. The reporting person undertakes to provide to CapStar Financial Holdings, any security holder of CapStar Financial Holdings, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.20 to $16.22. The reporting person undertakes to provide to CapStar Financial Holdings, any security holder of CapStar Financial Holdings, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 6, 2018 grant date.
- F4The reported item represents the unvested portion of an award of restricted common stock which was granted on February 28, 2017. As of the date of this report, 298 shares have vested. The remaining 596 shares of restricted common stock under this award vest on the second and third anniversaries of the February 28, 2017 grant date, or February 28, 2019 and February 28, 2020, respectively.
- F5The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. As of the date of this report, 942 shares have vested. The remaining 471 shares of restricted common stock under this award vest on the third anniversary of the March 3, 2016 grant date, or March 3, 2019.
- F6The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.