SEC Form 4 · accession 0000899243-19-002206
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B. Anderson
Officer — See Remarks
Period of report
Jan 23, 2019
Accepted (ET)
Jan 30, 2019 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2019 | A | 2,734 | $0.00 | A | 2,734 | D | |
| Common StockF2 | holding | — | — | — | 23,706 | D | ||
| Common StockF3 | holding | — | — | — | 10,000 | D | ||
| Common StockF4 | holding | — | — | — | 1,656 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F5 | $12.27 | holding | — | — | — | — | Dec 20, 2022 | Common Stock | 50,000 | 50,000 | D |
| Options (right to buy)F6 | $11.41 | holding | — | — | — | — | Feb 27, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the January 23, 2019 grant date.
- F2The reported item includes the unvested portion of an award of 100 shares of restricted stock granted on September 1, 2016. As of the date of this report, 66 shares have vested. The remaining 34 shares of restricted stock under this award vest on the third anniversary of the grant date, or September 1, 2019.
- F3The reported item represents the unvested portion of an award of restricted stock granted on December 19, 2017. The remaining 10,000 shares of restricted stock under this award vest on the second and third anniversary of the grant date, or December 19, 2019 and December 19, 2020, respectively.
- F4The reported item represents the unvested portion of an award of restricted stock granted on March 2, 2016. The remaining 1,656 shares of restricted common stock under this award vest on the third anniversary of the grant date, or March 2, 2019.
- F5The reported item represents options which vest in four equal annual installments beginning on the first anniversary of the December 10, 2012 grant date.
- F6The reported item represents options which vest in four equal annual installments beginning on the first anniversary of the February 27, 2015 grant date. As of the date of this report, 22,500 options have vested. The remaining 7,500 options vest on the fourth anniversary of the grant date, or February 27, 2019.
Remarks
Chief Financial Officer and Chief Administrative Officer