SEC Form 4 · accession 0000899243-19-000191
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B. Anderson
Officer — See Remarks
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 8:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2018 | A | 5,600 | $0.00 | A | 23,706 | D | |
| Common StockF2 | holding | — | — | — | 10,000 | D | ||
| Common StockF3 | holding | — | — | — | 1,656 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F4 | $12.27 | holding | — | — | — | — | Dec 20, 2022 | Common Stock | 50,000 | 50,000 | D |
| Options (right to buy)F5 | $11.41 | holding | — | — | — | — | Feb 27, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The reported item represents an award of restricted common stock which is fully vested upon issuance. Additionally, the reported item includes the unvested portion of an award of 100 shares of restricted stock granted on September 1, 2016. As of the date of this report, 66 shares have vested. The remaining 34 shares of restricted common stock under this award vest on the third anniversary of the grant date, or September 1, 2019. Following the reported transactions in this Form 4, the reporting person directly owns 23,672 shares of common stock not subject to restriction or vesting.
- F2The reported item represents the unvested portion of an award of restricted common stock granted on December 19, 2017. The remaining 10,000 shares of restricted common stock under this award vest on the second and third anniversary of the grant date, or December 19, 2019 and December 19, 2020, respectively.
- F3The reported item represents the unvested portion of an award of restricted stock granted on March 2, 2016. The remaining 1,656 shares of restricted common stock under this award vest on the third anniversary of the grant date, or March 2, 2019.
- F4These options vested in four equal annual installments beginning on the first anniversary of the December 10, 2012 grant date.
- F5These options vest in four equal annual installments beginning on the first anniversary of the February 27, 2015 grant date. As of the date of this report, 22,500 options have vested. The remaining 7,500 options vest on the fourth anniversary of the grant date, or February 27, 2019.
Remarks
Chief Financial Officer and Chief Administrative Officer