SEC Form 4 · accession 0000899243-18-028214
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Toby S Wilt
Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | X | 3,000 | $10.00 | A | 291,013 | D | |
| Common Stock | Nov 1, 2018 | X | 6,000 | $10.00 | A | 297,013 | D | |
| Common StockF1 | holding | — | — | — | 920 | D | ||
| Common StockF2 | holding | — | — | — | 554 | D | ||
| Common StockF4 | holding | — | — | — | 508 | D | ||
| Common Stock | holding | — | — | — | 70,786 | I | WF Partners | |
| Common StockF3 | holding | — | — | — | 26,250 | I | Joanne Wilt Banks | |
| Common StockF3 | holding | — | — | — | 4,800 | I | Pershing LLC Cust Mark Banks IRA | |
| Common StockF3 | holding | — | — | — | 5,700 | I | Mark R. Banks | |
| Common StockF3 | holding | — | — | — | 21,273 | I | Wilt Fleming TR UA JAN 21 00 Samuel M. Fleming Charitable Lead Annuity Trust | |
| Common StockF3 | holding | — | — | — | 13,125 | I | Dallas Hagewood Wilt | |
| Common StockF3 | holding | — | — | — | 14,700 | I | Lucianne Forcum Wilt Family Limited Partnership | |
| Common StockF3 | holding | — | — | — | 5,250 | I | James F. & Elissa Watkins, as joint tenants | |
| Common StockF3 | holding | — | — | — | 31,500 | I | Lucianne Forcum Wilt | |
| Common StockF3 | holding | — | — | — | 21,000 | I | Samuel Fleming Wilt | |
| Common StockF3 | holding | — | — | — | 16,295 | I | Toby Stack Wilt, Jr. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F5 | $10.00 | Nov 1, 2018 | X | 3,000 | D | — | Nov 13, 2018 | Common Stock | 3,000 | 0 | D |
| Option (right to buy)F6 | $10.00 | Nov 1, 2018 | X | 6,000 | D | — | Jan 20, 2020 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The reported item represents an award of restricted stock which vests in three approximately equal installments beginning on the first anniversary of the March 6, 2018 grant date.
- F2The reported item represents the unvested portion of an award of restricted stock granted on February 28, 2017. As of the date of this report, 277 shares have vested. The remaining 554 shares of restricted stock under this award vest in equal installments on the second and third anniversaries of the grant date, or February 28, 2019 and February 28, 2020, respectively.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F4The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. As of the date of this report, 1017 shares have vested. The remaining 508 shares of restricted common stock under this award vest on the third anniversary of the March 3, 2016 grant date, or March 3, 2019.
- F5These options vested in four equal annual installments beginning one year after the November 13, 2008 grant date.
- F6These options vested in four equal annual installments beginning one year after the January 20, 2010 grant date.