SEC Form 4 · accession 0000899243-18-024695
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Thornburgh
Director
Period of report
Sep 17, 2018
Accepted (ET)
Sep 18, 2018 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2018 | X | 3,000 | $10.00 | A | 13,215 | D | |
| Common StockF1 | holding | — | — | — | 682 | D | ||
| Common StockF2 | holding | — | — | — | 437 | D | ||
| Common StockF3 | holding | — | — | — | 371 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $10.00 | Sep 17, 2018 | X | 3,000 | D | — | Jan 20, 2020 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1The reported item represents an award of restricted stock which vests in three approximately equal installments beginning on the first anniversary of the March 6, 2018 grant date.
- F2The reported item represents the unvested portion of an award of restricted stock that was granted on February 28, 2017. The remaining 437 shares of restricted stock under this award vest in approximately equal parts on the second and third anniversaries of the grant date or February 28, 2019 and February 28, 2020, respectively.
- F3The reported item represents the unvested portion of an award of restricted stock that was granted on March 3, 2016. The remaining 371 shares of restricted stock under this award vest on the third anniversary of the grant date or March 3, 2019.
- F4These options vested in four equal annual installments beginning one year after the January 20, 2010 grant date.