SEC Form 4 · accession 0000899243-18-024467
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Bottorff
Director
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2018 | P | 4,667 | $17.0059 | A | 231,196 | D | |
| Common StockF2 | Sep 12, 2018 | P | 12,433 | $16.8956 | A | 243,629 | D | |
| Common StockF3 | Sep 13, 2018 | P | 11,900 | $16.8675 | A | 255,529 | D | |
| Common StockF4 | holding | — | — | — | 856 | D | ||
| Common StockF5 | holding | — | — | — | 218 | D | ||
| Common StockF6 | holding | — | — | — | 244 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F7 | $10.00 | holding | — | — | — | — | Jan 20, 2020 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.88 to $17.065, inclusive. The reporting undertakes to provide CapStar Financial Holdings, Inc., any security holder of CapStar Financial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.845 to $16.91, inclusive. The reporting undertakes to provide CapStar Financial Holdings, Inc., any security holder of CapStar Financial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.8125 to $17.00, inclusive. The reporting undertakes to provide CapStar Financial Holdings, Inc., any security holder of CapStar Financial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F4The reported item represents an award of restricted stock which vests in three approximately equal installments beginning on the first anniversary of the March 6, 2018 grant date.
- F5The reported item represents the unvested portion of an award of restricted stock granted on February 28, 2017. As of the date of this report, 109 shares have vested. The remaining 218 shares of restricted common stock under this award vest on the second and third anniversaries of the February 28, 2017 grant date, or February 28, 2019 and February 28, 2020, respectively.
- F6The reported item represents the unvested portion of an award of restricted stock granted on March 3, 2016. The remaining 244 shares of restricted stock under this award vest on the third anniversary of the grant date, or March 3, 2019.
- F7These options vested in four equal annual installments beginning one year after the November 13, 2008 grant date.