SEC Form 4 · accession 0000899243-18-023271
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dandridge W. Hogan
Officer — See Remarks
Period of report
Feb 27, 2018
Accepted (ET)
Aug 24, 2018 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 27, 2018 | F | 3,807 | $19.65 | D | 15,498 | D | |
| Common StockF3 | Mar 2, 2018 | F | 679 | $17.92 | D | 14,819 | D | |
| Common Stock | Aug 22, 2018 | G | 1,123 | $0.00 | D | 13,696 | D | |
| Common StockF4 | holding | — | — | — | 2,290 | D | ||
| Common Stock | holding | — | — | — | 1,200 | I | Held in IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF5 | $12.27 | holding | — | — | — | — | Dec 1, 2022 | Common Stock | 50,000 | 50,000 | D |
| OptionsF6 | $11.41 | holding | — | — | — | — | Feb 27, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The reported item represents the number of shares withheld by the issuer on February 27, 2018 to cover tax withholding obligations in connection with the vesting of 15,000 shares granted pursuant to an award of restricted stock on February 27, 2015.
- F2The reported item includes the unvested portion of an award of 100 shares of restricted stock granted on September 1, 2016. As of the date of this report, 33 shares have vested. The remaining shares of restricted common stock under this award vest on the second and third anniversaries of the grant date, or September 1, 2018 and September 1, 2019, respectively.
- F3The reported item represents the number of shares withheld by the issuer on March 2, 2018 to cover tax withholding obligations in connection with the vesting of 2,289 shares granted pursuant to an award of restricted stock on March 2, 2016. Following the reported transactions in this Form 4, the reporting person directly owns 14,819 shares of common stock not subject to restriction or vesting.
- F4The reported item represents the unvested portion of an initial award of 6,869 shares of restricted stock that vests in three equal annual installments beginning on the first anniversary of the March 2, 2016, grant date. As of the date of this report, 4,579 shares have vested. The remaining 2,290 shares of restricted stock under this award vest on the third anniversary of the grant date or March 2, 2019.
- F5These options vested in four equal annual installments beginning one year after the December 1, 2012 grant date.
- F6These options vest in four equal annual installments beginning one year after the February 27, 2015 grant date.
Remarks
President and Chief Operating Officer, CapStar Bank