SEC Form 4 · accession 0000899243-18-023269
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B. Anderson
Officer — See Remarks
Period of report
Feb 27, 2018
Accepted (ET)
Aug 24, 2018 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2018 | F | 3,818 | $19.65 | D | 12,838 | D | |
| Common StockF2 | Mar 2, 2018 | F | 492 | $17.92 | D | 12,346 | D | |
| Common StockF3 | holding | — | — | — | 15,000 | D | ||
| Common StockF4 | holding | — | — | — | 1,656 | D | ||
| Common StockF5 | holding | — | — | — | 1,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F6 | $12.27 | holding | — | — | — | — | Dec 20, 2022 | Common Stock | 50,000 | 50,000 | D |
| Options (right to buy)F7 | $11.41 | holding | — | — | — | — | Feb 27, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The reported item represents the number of shares withheld by the issuer on February 27, 2018 to cover tax withholding obligations in connection with the vesting of 15,000 shares granted pursuant to an award of restricted stock on February 27, 2015.
- F2The reported item represents the number of shares withheld by the issuer on March 2, 2018 to cover tax withholding obligations in connection with the vesting of 1,656 shares granted pursuant to an award of restricted stock on March 2, 2016. Following the reported transactions in this Form 4, the reporting person directly owns 12,346 shares of common stock not subject to restriction or vesting.
- F3The reported item represents an award of restricted common stock which vests in three equal installments beginning on the first anniversary of the December 19, 2017 grant date.
- F4The reported item represents the unvested portion of an award of restricted stock granted on March 2, 2016. The remaining 1,656 shares of restricted common stock under this award vest on the third anniversary of the grant date, or March 2, 2019.
- F5The reported item includes the unvested portion of an award of 100 shares of restricted stock granted on September 1, 2016. As of the date of this report, 33 shares have vested. The remaining shares of restricted common stock under this award vest on the second and third anniversaries of the grant date, or September 1, 2018 and September 1, 2019, respectively.
- F6These options vested in four equal annual installments beginning on the first anniversary of the December 10, 2012 grant date.
- F7These options vest in four equal annual installments beginning on the first anniversary of the February 27, 2015 grant date. As of the date of this report, 22,500 options have vested. The remaining 7,500 options vest on the fourth anniversary of the grant date, or February 27, 2019.
Remarks
Chief Financial Officer and Chief Administrative Officer