SEC Form 4 · accession 0000899243-18-020216

CapStar Financial Holdings, Inc. · CSTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 1, 2018

Accepted (ET)

Jul 19, 2018 · 8:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001676479

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F3	Jun 28, 2018	X	1,250	$10.00	A	26,250	I	Joanne Wilt Banks
Common Stock^F3	Jun 26, 2018	X	500	$10.00	A	5,700	I	Mark R. Banks
Common Stock^F3	Feb 12, 2018	X	1,250	$10.00	A	21,273	I	Wilt Fleming TR UA JAN 21 00 Samuel M. Fleming Charitable Lead Annuity Trust
Common Stock^F3	Feb 8, 2018	X	625	$10.00	A	13,125	I	Dallas Hagewood Wilt
Common Stock^F3	Feb 1, 2018	X	250	$10.00	A	5,250	I	James F. & Elissa Watkins, as joint tenants
Common Stock^F3	Feb 12, 2018	X	1,000	$10.00	A	21,000	I	Samuel Fleming Wilt
Common Stock^F3	Jul 9, 2018	X	1,250	$10.00	A	16,295	I	Toby Stack Wilt, Jr.
Common Stock	holding	—	—		—	279,013	D
Common Stock^F1	holding	—	—		—	920	D
Common Stock^F2	holding	—	—		—	554	D
Common Stock^F4	holding	—	—		—	508	D
Common Stock	holding	—	—		—	70,786	I	WF Partners
Common Stock^F3	holding	—	—		—	4,800	I	Pershing LLC Cust Mark Banks IRA
Common Stock^F3	holding	—	—		—	14,700	I	Lucianne Forcum Wilt Family Limited Partnership
Common Stock^F3	holding	—	—		—	31,500	I	Lucianne Forcum Wilt

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants (right to buy)^F3	$10.00	Jun 28, 2018	X	1,250	D	Jul 14, 2008	Jul 14, 2018	Common Stock	1,250	0	I
Warrants (right to buy)^F3	$10.00	Jun 26, 2018	X	500	D	Jul 14, 2008	Jul 14, 2018	Common Stock	500	0	I
Warrants (right to buy)^F3	$10.00	Feb 12, 2018	X	1,250	D	Jul 14, 2008	Jul 14, 2018	Common Stock	1,250	0	I
Warrants (right to buy)^F3	$10.00	Feb 8, 2018	X	625	D	Jul 14, 2008	Jul 14, 2018	Common Stock	625	0	I
Warrants (right to buy)^F3	$10.00	Feb 1, 2018	X	250	D	Jul 14, 2008	Jul 14, 2018	Common Stock	250	0	I
Warrants (right to buy)^F3	$10.00	Feb 12, 2018	X	1,000	D	Jul 14, 2008	Jul 14, 2018	Common Stock	1,000	0	I
Warrants (right to buy)^F3	$10.00	Jul 9, 2018	X	1,250	D	Jul 14, 2008	Jul 14, 2018	Common Stock	1,250	0	I
Option (right to buy)^F5	$10.00	holding	—	—	—	—	Nov 13, 2018	Common Stock	12,000	12,000	D
Option (right to buy)^F6	$10.00	holding	—	—	—	—	Jan 20, 2020	Common Stock	6,000	6,000	D

F1The reported item represents an award of restricted stock which vests in three approximately equal installments beginning on the first anniversary of the March 6, 2018 grant date
F2The reported item represents the unvested portion of an award of restricted stock on February 28, 2017. As of the date of this report 277 shares have vested. The remaining 554 shares of restricted stock under this award vest in equal installments on the second and third anniversaries of the grant date, or February 28, 2019 and February 28, 2020, respectively.
F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F4The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. As of the date of this report, 1017 shares have vested. The remaining 508 shares of restricted common stock under this award vest on the third anniversary of the March 3, 2016 grant date, or March 3, 2019.
F5These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date.
F6These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date.