SEC Form 4 · accession 0000899243-18-010874
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G Tietz
Officer — See Remarks
Period of report
Apr 25, 2018
Accepted (ET)
Apr 27, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2018 | A | 1,650 | $0.00 | A | 1,650 | D | |
| Common StockF2 | holding | — | — | — | 5,067 | D | ||
| Common Stock | holding | — | — | — | 2,033 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $13.22 | holding | — | — | — | — | Mar 2, 2026 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the April 25, 2018 grant date.
- F2The reported item includes an initial award of 5,000 shares of restricted stock which vests in full on the third anniversary of the March 2, 2016 grant date, The reported item also represents the unvested portion of an award of 100 shares of restricted stock granted on September 1, 2016. As of the date of this report, 33 shares have vested and the remaining 67 shares of restricted stock under this award vest on the second and third anniversaries of the September 1, 2016 grant date, or September 1, 2018 and September 1, 2019, respectively.
- F3The reported item represents an award of options which vests in four equal annual installments beginning on the first anniversary of the March 2, 2016 grant date.
Remarks
Chief Credit Officer of CapStar Bank