SEC Form 4 · accession 0000899243-18-006870
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale W Polley
Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2018 | A | 1,766 | $0.00 | A | 1,766 | D | |
| Common Stock | holding | — | — | — | 6,984 | D | ||
| Common StockF2 | holding | — | — | — | 574 | D | ||
| Common StockF3 | holding | — | — | — | 508 | D | ||
| Common Stock | holding | — | — | — | 25,000 | I | Equity Trust Co DBA Sterling Trust Cust FBO Dale Polley IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported item represents an award of restricted stock which vests in three approximately equal installments beginning on the first anniversary of the March 6, 2018 grant date.
- F2The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017, grant date. The reported item represents the unvested portion of an award of restricted stock on February 28, 2017. As of the date of this report 289 have vested. The remaining 574 shares of restricted stock under this award vest in equal installments on the second and third anniversaries of the grant date, or February 28, 2019 and February 28, 2020, respectively.
- F3The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. As of the date of this report, 1,017 shares have vested. The remaining 508 shares of restricted common stock under this award vest on the third anniversary of the March 3, 2016 grant date, or March 3, 2019.