SEC Form 4 · accession 0000899243-18-006868
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L. Earl Bentz
Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2018 | A | 896 | $0.00 | A | 896 | D | |
| Common StockF2 | holding | — | — | — | 496 | D | ||
| Common Stock | holding | — | — | — | 4,941 | D | ||
| Common StockF3 | holding | — | — | — | 475 | D | ||
| Common Stock | holding | — | — | — | 202,900 | I | Bentz Properties LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $10.00 | holding | — | — | — | Jul 14, 2008 | Jul 14, 2018 | Common Stock | 8,000 | 8,000 | I |
| Option (right to buy)F4 | $10.00 | holding | — | — | — | — | Nov 13, 2018 | Common Stock | 6,000 | 6,000 | D |
| Option (right to buy)F5 | $10.00 | holding | — | — | — | — | Jan 20, 2020 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The reported item represents an award of restricted stock which vests in three approximately equal installments beginning on the first anniversary of the March 6, 2018 grant date.
- F2The reported item represents the unvested portion of an award of restricted stock on February 28, 2017. As of the date of this report 247 shares have vested. The remaining 496 shares of restricted stock under this award vest in equal installments on the second and third anniversaries of the grant date, or February 28, 2019 and February 28, 2020, respectively.
- F3The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. As of the date of this report, 950 shares have vested. The remaining 475 shares of restricted common stock under this award vest on the third anniversary of the March 3, 2016 grant date, or March 3, 2019.
- F4These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date.
- F5These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date.