SEC Form 4 · accession 0000899243-18-006861
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R. Flynn
Director
Period of report
Sep 26, 2017
Accepted (ET)
Mar 8, 2018 · 8:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2018 | A | 936 | $0.00 | A | 936 | D | |
| Common StockF2 | Sep 26, 2017 | X | 6,000 | $10.00 | A | 6,000 | D | |
| Common StockF2 | Sep 26, 2017 | X | 6,000 | $10.00 | A | 6,000 | D | |
| Common StockF4 | holding | — | — | — | 15,000 | I | Bill R. & Katherine Flynn | |
| Common StockF4 | holding | — | — | — | 5,000 | I | Timothy Flynn | |
| Common StockF3 | holding | — | — | — | 596 | D | ||
| Common StockF5 | holding | — | — | — | 471 | D | ||
| Common Stock | holding | — | — | — | 106,114 | D | ||
| Common StockF4 | holding | — | — | — | 286,350 | I | Bill R. & Katherine Flynn | |
| Common StockF4 | holding | — | — | — | 95,450 | I | Timothy Flynn |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2,F6 | $10.00 | Sep 26, 2017 | X | 6,000 | D | — | Nov 13, 2018 | Common Stock | 6,000 | 0 | D |
| Option (right to buy)F2,F7 | $10.00 | Sep 26, 2017 | X | 6,000 | D | — | Jan 20, 2020 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 6, 2018 grant date.
- F2This item reflects the exercise of in-the-money options with respect to an aggregate of 12,000 shares of common stock on September 26, 2017, which were inadvertently omitted due to an administrative error.
- F3The reported item represents the unvested portion of an award of restricted common stock which was granted on February 28, 2017. As of the date of this report, 298 shares have vested. The remaining 596 shares of restricted common stock under this award vest on the second and third anniversaries of the February 28, 2017 grant date, or February 28, 2019 and February 28, 2020, respectively.
- F4The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F5The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. As of the date of this report, 942 shares have vested. The remaining 471 shares of restricted common stock under this award vest on the third anniversary of the March 3, 2016 grant date, or March 3, 2019.
- F6These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date.
- F7These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date.