SEC Form 4 · accession 0000899243-18-005941
CapStar Financial Holdings, Inc. · CSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Thornburgh
Director
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | X | 3,000 | $10.00 | A | 3,000 | D | |
| Common StockF1 | holding | — | — | — | 437 | D | ||
| Common Stock | holding | — | — | — | 3,844 | D | ||
| Common StockF2 | holding | — | — | — | 742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $10.00 | Feb 27, 2018 | X | 3,000 | A | — | Nov 13, 2018 | Common Stock | 3,000 | 3,000 | D |
| Option (right to buy)F4 | $10.00 | holding | — | — | — | — | Jan 20, 2020 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The reported item represents the unvested portion of an award of restricted stock that was granted on February 28, 2017. The remaining 437 shares of restricted stock under this award vest in equal parts on the second and third anniversaries of the grant date or February 28, 2019 and February 28, 2020, respectively.
- F2The reported item represents the unvested portion of an award of restricted stock that was granted on March 3, 2016. The remaining 742 shares of restricted stock under this award vest in equal parts on the second and third anniversaries of the grant date or March 3, 2018 and March 3, 2019, respectively.
- F3These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date.
- F4These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date.